View Single Post
  #1409 (permalink)  
Old 18th August 2015, 07:48 PM
oyo's Avatar
oyo oyo is offline
Rank: Senior Member
Points: 11,614, Level: 70
Points: 11,614, Level: 70 Points: 11,614, Level: 70 Points: 11,614, Level: 70
Activity: 16%
Activity: 16% Activity: 16% Activity: 16%
 
Join Date: Jan 2013
Posts: 3,897
Thanks: 42
Thanked 82 Times in 72 Posts
Groans: 1
Groaned at 8 Times in 7 Posts
Rep Power: 0
oyo is on a distinguished road
Default Re: Choosing/Rating Stockbroker



The regulation, in my view, was not necessary in the first instance. The SEC and the law should have instead proffered strict control of proprietary accounts of brokers and severely punishing violator, with life jail plus forfeiture of all assets of the directors.

Brokerage should ordinarily live on commissions both ways.
Reply With Quote