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  #1401 (permalink)  
Old 26th June 2015, 11:17 AM
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Default Re: Choosing/Rating Stockbroker

BGL Group, Its Subsidiaries & Sponsored Individuals Remain Suspended;To Appear Before SEC APC - Proshare
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  #1402 (permalink)  
Old 1st July 2015, 07:57 AM
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BGL Saga: SEC May Petition National Judiciary Council, Articles | THISDAY LIVE
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  #1403 (permalink)  
Old 1st July 2015, 08:33 PM
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Default Re: Choosing/Rating Stockbroker

albert don chop money
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  #1404 (permalink)  
Old 9th July 2015, 12:24 PM
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Default Re: Choosing/Rating Stockbroker

MOVES-Renaissance Capital names Temi Popoola head of Nigerian equities | News by Country | Reuters
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  #1405 (permalink)  
Old 9th July 2015, 10:23 PM
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15 Dealing Members to Appear Before Disciplinary Committee of NSE National Council - Proshare
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  #1406 (permalink)  
Old 15th July 2015, 04:37 AM
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Default Re: Choosing/Rating Stockbroker

Recapitalisation: Stockbrokers Begin Reclassification, Merger Moves, Articles | THISDAY LIVE
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  #1407 (permalink)  
Old 5th August 2015, 08:52 PM
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Default Re: Choosing/Rating Stockbroker

Lead Securities upgrades its Lead Trader Portal, introduces LeadTraderMobile App - Proshare
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  #1408 (permalink)  
Old 18th August 2015, 04:04 PM
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Default Re: Choosing/Rating Stockbroker

New capital base: Stockbrokers seek another extension of deadline from SEC | BusinessDay
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  #1409 (permalink)  
Old 18th August 2015, 07:48 PM
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Default Re: Choosing/Rating Stockbroker



The regulation, in my view, was not necessary in the first instance. The SEC and the law should have instead proffered strict control of proprietary accounts of brokers and severely punishing violator, with life jail plus forfeiture of all assets of the directors.

Brokerage should ordinarily live on commissions both ways.
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  #1410 (permalink)  
Old 31st August 2015, 04:02 AM
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Default Re: Choosing/Rating Stockbroker

Brokers’ infractions rise despite NSE enforcement | BusinessDay
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  #1411 (permalink)  
Old 31st August 2015, 03:28 PM
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Default Re: Choosing/Rating Stockbroker

House please why is Morgan Capital not showing Fbn and zenith in their trading tab. They classified them as "premium" in the main trading floor. I have refreshed the page to no avail. Have called one of their staff and he said he is no longer working with them.
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  #1412 (permalink)  
Old 17th September 2015, 03:37 PM
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Default Re: Choosing/Rating Stockbroker

MOVES-Renaissance Capital names Temi Popoola CEO of Nigerian business | News by Country | Reuters
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  #1413 (permalink)  
Old 4th February 2016, 11:21 AM
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Default Re: Choosing/Rating Stockbroker

wish Stock broker hav a minimum Capital requirement of 10,k or less in Opening a brokers account in Nigeria..... i wanna Open nd start investing as low as 10,000 naira
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  #1414 (permalink)  
Old 4th February 2016, 11:23 AM
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Default Re: Choosing/Rating Stockbroker

hw much does meristerm register accept,,,, as their minimum for account opening.
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  #1415 (permalink)  
Old 6th May 2017, 10:14 AM
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Default Re: Choosing/Rating Stockbroker

hi Guys

Who know the procedure or the contacts at SEC.

My broker sold some of my shares below the price limit that i set for them

I would appreciate any feedback
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  #1416 (permalink)  
Old 22nd May 2017, 11:50 AM
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Default Re: Choosing/Rating Stockbroker

i think the best approach is to send an email to the NSE first, they would respond within a short time. also on the price limit you set, did your broker approach you with a view to resolving the issue .. you can call me on 08033258450
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  #1417 (permalink)  
Old 22nd May 2017, 03:47 PM
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Quote:
Originally Posted by yoy View Post
i think the best approach is to send an email to the NSE first, they would respond within a short time. also on the price limit you set, did your broker approach you with a view to resolving the issue .. you can call me on 08033258450
I actually went to SEC to lay the complaint.They are already treating it.They have asked the broker for feedback.SEC said they would get back to me when the broker responds.

I wrote a complaint letter to the stock broking firm,but they did not get back to me.

I thought it was under SEC,thats why i did not go to NSE.


The shares i have with this particular broker was bought ages ago.Up till now they do not operate online platform.
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